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LPL Financial LLC reduces stock holdings in AB Ultra Short Income ETF in June 2026

LPL Financial LLC has trimmed its stake in AB Ultra Short Income ETF by 11.5%, offloading 404,918 shares and now holding 3,128,607 shares worth around $157.9 million. This move aligns with adjustments from other firms, such as Rothschild Investment LLC, as they adapt to shifting market conditions.

BRIC Team
BRIC Team
Jun 11, 2026 · 1 min read · 6 views

Key Takeaways

  • LPL Financial LLC reduced its stake in the AB Ultra Short Income ETF by 11.5%, selling 404,918 shares in the fourth quarter.
  • N.E.W. Advisory Services LLC made a new investment in the ETF valued at approximately $73,000 during the same period.
  • Rothschild Investment LLC increased its holdings by 25.2%, acquiring an additional 1,000 shares worth $251,000.
  • The AB Ultra Short Income ETF, launched on September 14, 2022, focuses on ultra-short-term government and corporate bonds.
  • As of Thursday, the ETF opened at $50.24, with a 50-day moving average of $50.35 and a 200-day average of $50.47.

LPL Financial LLC trimmed its stake in AB Ultra Short Income ETF (NYSEARCA:YEAR) by 11.5% in Q4,per latest SEC filing. After selling 404,918 shares,firm now holds 3,128,607 shares — about 10.86% of ETF — valued around $157.9 million .

Other firms shuffled their positions too. N.E.W. Advisory Services LLC jumped in with new $73,000 investment in same period. Meanwhile,Rothschild Investment LLC upped its holdings by 25.2%,adding 1,000 shares for total of 4,975 shares,worth $251,000.

Sun Financial Inc. and Centerpoint Advisory Group both made fresh investments,each around $254,000. Claro Advisors LLC boosted its stake 12.7% last quarter,now owning 5,415 shares valued at $274,000 after adding 611 shares.

Thursday,AB Ultra Short Income ETF opened at $50.24. Fund's 50-day moving average is $50.35,200-day is $50.47. Past year,ETF low was $50.21,high $50.82 .

Launched September 14, 2022,AB Ultra Short Income ETF is actively managed by AB Funds. Focuses on investment-grade fixed income,ultra-short-term U.S . government and corporate bonds. Aims for dollar-weighted average duration under one year.

These moves show LPL Financial and others navigating changing strategies,market conditions. Reflecting broader trends as firms reassess positions…

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